MINUTES
GOVERNMENT OPERATIONS COMMITTEE
SEPTEMBER 16, 2004          2:00 P.M.
COURTHOUSE CONFERENCE ROOM

Present:  M. Lane, D. Winch, D. Kiefer
Excused:  N. Schuler, K. Herrera
Staff:   S. Whicher, W. Skinner, D. Squires, J. Wood, V. Coggin, A. LeMaro, K. Kippola
Guests:  Mike Talarski, IBEW Local 241 Electricians; Brian Noteboom, Carpenters LU 281; David Marsh, Tompkins-Cortland Building Traders President; Gary Bernardo, NYS Laborers LACET

Called to Order

    Mr. Lane called the meeting to order at 2:01 p.m.

Chair’s Report

    Mr. Lane reported he had heard back from the Broome County Minority Leader; we could meet with him and the Chair of the Legislature to discuss the issue of County Executive.   He said it is unlikely that the Broome County Executive would be in attendance; however, the Committee felt if a member of each political party was able to meet with the Committee some useful information might be obtained.   Mr. Lane will proceed with setting up a meeting date and time.   He noted that the meeting will take place in the evening as that is the only time Broome County officials are available.

County Administrator’s Report

    Mr. Whicher distributed a tax rate comparison chart for several New York State counties and noted the chart shows the form of government each county has.  Mr. Whicher provided a brief explanation and said the document is available in electronic form.   He reported on the anti-discrimination clause and stated Ms. Martel Moore, Director of Human Rights, is working on contract compliance language and is proposing a program, which will be reviewed by the County Attorney before coming to this Committee. 

County Attorney’s Report

    Mr. Wood said there are times when the County hires outside counsel and stated the County presently has a few complex issues, such as bankruptcy matters, which will be handled by an outside attorney.  He also referred to a few cases that are unusual in nature and said they will be handled by that counsel.  He spoke of a complicated issue involving “poundage” at the Sheriff’s Department and stated the owner is in bankruptcy.  Mr. Lane explained that “poundage” is items that are impounded by the Sheriff and levied against.

Finance Director’s Report

    Mr. Squires reported his office sent out 500 “Notice Before Advertising” letters, which are to inform taxpayers of the unpaid taxes prior to publication in the newspaper.  He also reported he has requested and has been granted a 90-day extension of the September 1 deadline for the filing of the Federal Audit Report.  He stated the audited financial statements are delayed due to GASBY 34.  

    Mr. Squires distributed a resolution to adopt an investment policy that authorizes depositories.  He said there is a new bank in town (First Niagara) that he would like to be included on the list and one of the banks listed (Fleet) has been sold to Bank America; therefore, should be replaced by Bank of America.   Mr. Squires asked if the Committee wanted to amend the policy now or wait until next year.   Following a brief discussion, Mr. Squires will bring a resolution amending the policy to include the changes he alerted the Committee to.

    Mr. Squires also reported on some modifications his staff has made to a financial management reporting program to monitor performance of vendors.  He said vendors now receive a rating (1-5, with 5 being low) allowing the contract to capture information relating directly to the vendor’s performance.   Mr. Lane said one problem he has observed is that some building contractors have failed to provide post-paperwork.  He also requested that Mr. Squires try to find a way to monitor vendor compliance pertaining to minority and disabilities employment.  Ms. Kiefer said it was suggested that warranty information also be included.   Mr. Squires said as things occur his staff will go back retrospectively and insert vendor ratings.  The Committee requested that Mr. Squires amend the document presented, moving the ratings portion to the top and in a larger font, and to revise the term “blacklisted”. 

 Report from Public Information Officer

    Ms. Skinner reported that because of the streamlined budget process that has occurred in Administration, her job has been much easier than in past years.  She said she is now able to focus more on the organization side of the County and communication issues.    She also reported a meeting of the Record Keeping Task Force has not yet convened; however, she has met individually with Legislators Kiefer and Herrera and with minute-takers about this subject.  She said she expects meetings of the Task Force to be delayed until the end of the budget process with a recommendation to be made by the end of the year. 

Assessment Department

    It was MOVED by Mr. Winch, seconded by Ms. Kiefer, and unanimously adopted by voice vote by members present, to approve the following resolution and submit it to the full Legislature:

RESOLUTION NO.      – ADOPTION OF REGULAR AND SUPPLEMENTAL REPORTS OF TOTALS (FOOTINGS) OF ASSESSMENT ROLLS

    RESOLVED, on recommendation of the Government Operations Committee, That the regular and supplemental report of the totals (footings) of assessment rolls be accepted and the figures therein be used as a basis for the taxation in the several tax districts of the County for the year 2005 based upon the July 1, 2004 County of Tompkins Final Assessment Roll.
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RESOLUTION NO.     – ESTABSLISHING COUNTY EQUALIZATION RATES

    It was MOVED by Mr. Winch, seconded by Ms. Kiefer, and unanimously adopted by voice vote by members present, to approve the following resolution and submit it to the full Legislature.  Mr. Lane pointed out that the total aggregate full valuation of taxable real property for County purposes this year is $4,639,396,849.  Ms. Coggin stated this is up from three years ago by 14 percent. 

    WHEREAS, pursuant to Article III, Section 4.05, Subdivision (d) of the Tompkins County Charter and Code, the Director of Assessment has submitted and recommended the adoption of equalization rates for all towns in Tompkins County and the City of Ithaca for the assessment rolls filed in 2004, and for the apportionment of County taxes levied in 2005, now therefore be it
    RESOLVED, on recommendation of the Government Operations Committee, That the following equalization rates be and hereby are adopted:

                                              AGGREGATE ASSESSED                                                                                     AGGREGATE FULL                                                                                     VALUATION OF TAXABLE                                COUNTY                            VALUATION OF TAXABLE                                                                                 REAL PROPERTY FOR                              EQUALIZATION                         REAL PROPERTY FOR                                   TOWN                                    COUNTY PURPOSES                                         RATE                                     COUNTY PURPOSES
Town of Caroline                           126,098,484                                                     100                                                 126,098,484
Town of Danby                              159,988,055                                                     100                                                 159,988,055
Town of Dryden                             615,770,343                                                     100                                                 615,770,343
Town of Enfield                              124,952,616                                                     100                                                 124,952,616
Town of Groton                              182,968,519                                                     100                                                 182,968,519
Town of Ithaca                               939,507,448                                                     100                                                 939,507,448
Town of Lansing                            987,107,985                                                     100                                                 987,107,985
Town of Newfield                           181,945,489                                                    100                                                  181,945,489
Town of Ulysses                            295,759,675                                                     100                                                 295,759,675
City of Ithaca                                1,025,298,235                                                    100                                              1,025,298,235
   TOTALS                                   $4,639,396,849                                                                                                      $4,639,396,849
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    Ms. Coggin reported that Mr. Phllai of the Local Government Assistance program of the New York State Division of Budget and Mr. McDermott, who is in charge of STAR Aid Administration, visited the Tompkins County Assessment Office on September 14 to study the impact of State Maintenance Aid in an assessing unit that successfully participates in the Annual Assessment Program.  She said Tompkins County received a successful assessment from the budget officials.      Ms. Coggin was asked to share this information with Wendy Skinner, Public Information Coordinator.  She also reported the Assembly and Senate both passed legislation the County had been waiting for to remove the sunset clause.  She said this could be additional money for Tompkins County.

Apprenticeship Program

RESOLUTION NO.    – REQURING CONTRACTORS ON CERTAIN COUNTY CAPITAL PROJECTS TO HAVE APPRENTICESHIP AGREEMENTS

    Mr. Lane apologized to those present for there only being three members of the Committee in attendance at this meeting.  He said he received a communication from Legislator Herrera who apologized for her absence and stated she supports this resolution.   Mr. Lane asked Mr. Wood, County Attorney, to comment on this subject.

    Mr. Wood stated this resolution would require apprenticeships in larger projects (primarily those covered by Section 101 of the General Municipal Law, more commonly referred to as the “Wicks Law”.  He said basically what it requires is that each successful bidder of projects in the range of $30,000 to $40,000 have an apprenticeship program or an association with one.  He said this requirement does not apply to small projects and it doesn’t require every subcontractor have one.  Mr. Wood stated he does not know at this time what impact this would have on County contracts.  Mr. Wood said the Wicks Law threshold is very low and said the Committee could amend that figure to a higher amount.

    Ms. Kiefer spoke to the language contained in number one and stated it is not obvious what the term “separate specifications” means and asked that it be clarified; she also asked if the plural usage of the term “contractors” referred to the requirement of “utilizing at least three prime contractors” and was informed that is the reference of the plural “contractors”. 

    Mr. Marsh said if the contractor is a signatory to a union contract a deduction goes into apprenticeship training funds.  He said open-shop contractors can apply for a program and typically they pay out of pocket.  

    Mr. Winch said Mr. Joseph had explained to him that this is intended as a vehicle to use local labor but he isn’t seeing any requirement for using local labor.  He questioned how moving to require apprenticeship agreements would prove local labor is being used.  Mr. Marsh said the idea of the apprenticeship program requirement is that local unions could provide apprentices and journeyman for contracts.  He said there is no way to guarantee local labor will be used on all projects but this proposal does increase the likelihood of using local people.  

    Mr. Winch said in order for a contractor to save money they need to use as much local labor as possible; therefore, out-of-town contractors will come to town and try to get as many people from local unions as possible.    He asked if Mr. Marsh agreed with this statement.  Mr. Marsh said if you look at statistics of who is getting projects in this area you will see that many are coming from areas close enough that they can bring their workforce with them.   He said there are approximately 20 percent of workers who come into this area to work and the same amount travels out of this area to work.  Mr. Talarski commented that there are 181 members in the Electricians Union and only two work outside Tompkins County.   He said to be an apprentice in Tompkins County, you must live in Tompkins County.  Each trade varies.  It was reported that of the 16 international unions associated with building trades, only the Teamsters have no apprentice program. 

    At this time there was discussion about an appropriate amount to use as a threshold for this resolution.  Mr. Lane said he would like this resolution to move forward in some form and have it applied to contracts for a higher level of dollars and suggested $2.5 million.  Ms. Kiefer agreed that the threshold should be higher than that of the Wicks Law, but not necessarily as high as Mr. Lane suggests.

    There was not enough support to approve this resolution today.  It was agreed that Mr. Wood will add the suggestions that have been made to the resolution (changes to no. 1, definition of Section 101 of the General Municipal Law, and a threshold figure of $2.5 million) and this item will continue to be discussed at the next meeting. 

    WHEREAS, the County Government from time to time undertakes construction contracts which involve the construction of facilities and structures, and
    WHEREAS, County government is making considerable efforts to increase the number of jobs in the County, and is consistently advocating for quality employment opportunities for Tompkins County residents, and
    WHEREAS, maintaining a qualified and skilled labor force is essential to a healthy and dynamic local economy, and
    WHEREAS, it is desirable to establish employment principles to guide future decisions of the County, and
    WHEREAS, Article 23 (Apprenticeship Training), Section 816-b of New York State Labor Law states, "in entering into any construction contract, a government entity which is to be a direct or indirect party to such contract may require that any contractors and subcontractors have, prior to entering into such a contract, apprenticeship agreements appropriate for the type and scope of work to be performed, that have been registered with, and approved by, the commissioner pursuant to the requirements found in this article." Now, therefore, be it
    RESOLVED, upon recommendation of the Government Operations Committee, that:

1. Any public work which requires~te specific~ pursuant to Section 101 of the General Municipal Law, must include contractors that participate in New York State certified apprenticeship programs.
2. All bidders on such projects must maintain or participate in a bona fide New York State Apprentice Training of the Department of Labor or, in the alternative, employ one or more subcontractors with such apprenticeship program to perform work on the project.
3. Any bidder who fails to comply with the requirements laid out in numbers 1 and 2 above shall be subject to any or all of the following sanctions:
a. temporary suspension of work on the project until compliance is obtained; or
b. withholding by the County of payment due under the contract until compliance is obtained; and/or
c. permanent removal from any further work on the project; and/or
d. recovery by the County from the bidder of 1/10 of 1% of the contract amount or $1,000.00, whichever is greater, in the nature of liquidated damages assessed for each week that the contractor is in non-compliance.
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Contracts Policy

    Ms. Kiefer said she had made some changes to a draft of this policy but was unable to locate it at this time.  One change she would like to see made would be to the Policy Statement, in which she would agree with Legislator Blanchard’s proposed language:  “It is the Policy of the Tompkins County Legislature to secure the highest level of goods and services from vendors consistent with budgetary constraints in a manner that reduces administrative burden on both parties while protecting the taxpayer.”  Ms. Kiefer will look for her copy, along with suggested changes, and present at the next meeting.

    Mr. Whicher commented on a communication received from Ms. Blanchard with regard to specific contracts.  He strongly disagrees with the implication that County staff is not doing a good job executing contracts.  He stated staff makes sure vendors are in compliance with contracts and saves the County a substantial amount of money and exposure.

    This item will be placed on the agenda for the next meeting.

Financial Disclosure – Required Filers

    Mr. Lane stated upon learning new legislation had been adopted with regard to filing requirements for assessors, he asked the County Attorney to make a recommendation.  Mr. Wood said although he doesn’t understand the rationale behind this, he recommends the County include those positions in the County’s requirements to file financial disclosure forms.   A question was raised as to what form the assessors would be required to file – the County’s form or a State form.  A suggestion was made that assessors should complete the State form and place a copy on file in the Legislature Office with other completed County forms.  Ms. Kiefer raised a concern that if added to the list of required filers, they should complete the County’s form in addition to the State form.   Following a short discussion, Mr. Wood said he was unsure whether the legislation applied to County’s that have an Ethics Board.  He said he needs to do further research and will report back to the Committee at the next meeting.
 
Authorizing Public Hearing/Adoption of Local Law – Special Negotiating Committee

    It was MOVED by Mr. Winch, seconded by Ms. Kiefer, and unanimously adopted by voice vote by members present, to approve the following Local Law and submit to the full Legislature.   Mr. Lane clarified that the current section of the County’s Charter states that the Chair of the Budget and Capital Committee shall serve on all of these committees; this Local Law would allow any member of the Legislature to serve.

County of Tompkins
Local Law No._ of the year 2004

Section 1.    This Local Law amends Section 2.08 (c) of the Charter regarding the composition of Special Negotiating Committee.
Section 2.    Section 2.08 (c) of the County Charter shall read as follows:
§C-2.08

(c)    Appoint as needed a Special Negotiation Committee, of not less than three members. To conduct collective negotiations with recognized employee organizations.  Such appointments shall be subject to approval of the Tompkins County Legislature, except that the membership of such Committee shall include a member of the Tompkins County Legislature, the County Personnel Commissioner, and the County Administrator, or a designee of the County Administrator. 

Section 3.    This Local Law shall take effect immediately upon filing with the Secretary of State.

Authorizing a Public Hearing/Adoption of Local Law – Vacancies on Advisory Boards and Committees

    Mr. Wood explained that from time to time an issue has arisen with regard to how a member of an advisory board can be removed if they haven’t attended several meetings.   He said this proposal mirrors the State’s law.

    Mr. Winch said he supports this proposal.  He has personally experienced problems as a result of non-attendance at meetings by advisory committee members.  He said there have been occasions when he has traveled a long distance to attend a meeting only to find out that there was not quorum and the group was unable to meet.

    It was MOVED by Mr. Winch, seconded by Ms. Kiefer, and unanimously adopted by voice vote by members present, to approve the following Local Law and submit to the full Legislature:  

County of Tompkins
Local Law No. B of the year 2004
    
Section 1.    This Local Law amends Article 2 of the Charter to add a new Section 2.20 regarding the creation of vacancies upon failure of appointed officials to attend meetings.

Section 2.    Section 2.20 of the County Charter shall read as follows:

§C-2.20

When any member of a board, commission, committee, agency, or authority, holding office by appointment of the County Legislature of the Chair of the County Legislature, fails to attend three consecutive regular meetings of such board, commission, committee, agency, or authority, unless such absence is for good cause and is excused by the chairman or other presiding officer thereof, or in the case of such chairman or other presiding officer, by the Chair of the Legislature, the office may be deemed vacant by the appointing authority for the purposes of the nomination and appointment of successor.

Section 3.    The provisions of this law shall supersede any inconsistent or less stringent attendance requirements in existing bylaws.

Section 4.    This Local Law shall take effect immediately upon filing with the Secretary of State.

    Mr. Winch stated he would rather the term “may” be changed to “shall” on the Local Law.  Mr. Wood recommended that the Local Law not be changed because it may result in a problem with regard to membership and quorum at some point-in-time.

    A statement was made that this Local Law should supercede any existing bylaws.  An additional section was added to the Local Law that would accomplish this task.  A question was also raised as to who would deem a seat vacant.  Mr. Lane stated if it were a chair’s appointment the chair would and if it were an appointment made by the Legislature, action by the Legislature would be necessary to deem the seat vacant.

    There was discussion about what would initiate this process.  Ms. Kiefer said  years ago there was discussion about the Legislature Office keeping attendance records for advisory boards and suggested that would be helpful in these instances.   Staff will alert the appropriate staff person associated with advisory boards of this proposal and seek their input.

    A vote by show of hands resulted as follows:  Ayes – 3 , Noes – 0, Excused – 2 (Herrera and Schuler).  MOTION CARRIED.

Appointment

    It was MOVED by Mr. Winch, seconded by Ms. Kiefer, and unanimously adopted by voice vote by members present, to approve the appointment of Stel Walton Whitehead to the Human Rights Commission for a term expiring December 31, 2005.    

    Ms. Kiefer asked that a signature line be added to the resume form for advisory boards.

Financial Disclosure Forms

A brief discussion was held relating to the County’s Financial Disclosure Forms.  Ms. Kiefer read a proposed a draft introductory section, which was accepted as friendly by the Committee.  The language will appear in the next draft of the Form.   

    “An important part of your responsibility as an elected official and/or key employee of Tompkins County is completion of a Financial Disclosure Form each year……

    Following a request to remove a requirement to list personal loans, including those given by family, the Committee agreed to add language to Section F. Loans, to read:  “List any current outstanding loans, excluding family loans, received by you…….”.
    
    Due to time constraints, this item was deferred to the next meeting.  

Items Deferred to the Next Meeting

    Approval of August 19, 2004 Minutes
    Naming Conference Rooms
    Continued discussion on the Financial Disclosure Forms
    Continued discussion on Required Filers of Financial Disclosure Forms (Assessors)    
    Continued discussion on Contracts Policy
    Continued discussion on the Resolution Requiring Contractors on Certain County Capital Projects to Have Apprenticeship Agreements

Adjournment

    The meeting adjourned at 4:14 p.m.

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