MINUTES
GOVERNMENT OPERATIONS COMMITTEE
JANUARY 10, 2006     3:30 P.M.
SCOTT HEYMAN CONFERENCE ROOM


Present:  K. Herrera, G. Stevenson, D. Randall, D. Kiefer, M. Sigler

Legislators:  T. Joseph, N. Shinagawa, M. Hattery, J. Dennis, R. Booth, P. Mackesey, M. Koplinka-Loehr, L. McBean-Clairborne

Staff:  S. Whicher, W. Skinner, County Administration; V. Coggin, J. Franklin, Assessment Department; D. Squires, Finance; J. Wood, County Attorney

Guests:  A. Tutino, Ithaca Journal

 

 

Called to Order

 

            Ms. Herrera called the meeting to order at 3:32 p.m.

 

Changes to the Agenda

 

            There were no changes made to the agenda.

 

Assessment Department

 

            Mr. Whicher began the presentation on his recommendation concerning the assessment cycle by stating Real Property Tax Law makes it the prerogative of the Legislature to set the assessment cycle; it is the assessors responsibility to determine the level of assessment.  He noted that one process couldn't influence or cross over into the other.  

 

            At this time the Committee discussed the following memorandum from Mr. Whicher to the Government Operations Committee dated January 10, 2006 regarding:

 

"RECOMMENDATION TO MOVE FROM ANNUAL TO TRIENNIAL REASSESSMENT CYCLE"

 

"The County Legislature requested a review of the potential consequences of moving from an annual reassessment cycle to a triennial cycle.  The Assessor, Assistant Director, and I reviewed the data and it became clear that the Department of Assessment could provide the necessary data analysis, but it would be improper for them to make a recommendation to the Legislature. Determining the reassessment cycle is the prerogative of the Legislature; selecting the level of assessment is the sole prerogative of the Assessor.  I have agreed to provide my analysis and recommendation. It is important to emphasize that the following analysis and recommendation are mine, and that the Assessor has taken a neutral position and will maintain an equitable roll with whichever cycle is chosen.

 

"This decision is particularly difficult because an equally strong argument can be made in favor of either the annual valuation cycle or a triennial cycle.  In developing my recommendation I considered the State Aid, Exemptions, court ordered assessments, department staffing needs, the burden placed on taxpayers, and the relative abilities of the two programs to maintain equitable assessment rolls.

 

"After careful consideration and review of the data provided to me by the Department of Assessment, I concluded that there are few, if any consequential impacts on exemptions and Certiorari decisions.  I have also concluded that the relative ability of the two programs to maintain equity in Tompkins County is highly dependant on how rapidly market values are moving.  The most significant differences between the programs fall in the areas of State Aid, staffing, and the burden placed on the taxpayer.

 

Shifting from an annual reassessment cycle to a triennial cycle will result in a loss of State Aid of $159,000 for each of the first two years of the cycle, for a total loss of $318,000 over the three-year cycle.  However, if the annual reassessment cycle is to be maintained, an annual $80,000 or $240,000 in additional staffing costs over the three year period will be required, while the triennial program can be supported with existing staff levels.  Thus the net cost of moving from the annual to the triennial program will be approximately $78,000 over the three-year period.  It is also important to note that the impact on the 2007 tax levy will be $159,000.

 

"The final two factors to consider are both dependant on how rapidly the real estate market is moving.  In a rapidly moving market the burden placed on the taxpayer is considerable.  When the real estate markets move up or down significantly in an annual reassessment program, the Department of Assessment is required to send out large numbers of Assessment change notices which in turn result in many taxpayer reviews.  For example, the Department of Assessment projected that they will send out approximately 26,000 change notices for the 2006 Assessment Roll if the annual reassessment cycle is maintained, while switching to a triennial program would generate approximately 8,000 notices.  

 

"Also affected by the pace of the movement of the real estate market is the ability of the Department of Assessment to maintain equity.  In a slow moving market the intra (within) and inter (between) class shifts are minor, and relative equity can be maintained without significant effort.  In a rapidly moving market the various segments of the market move at different rates and at varying speed.  The best examples of this in Tompkins County are the lake properties and the rental segment of the commercial market.  Given our market and market conditions triennial reassessment cycles have a distinct advantage because it is more likely that sufficient sales will accumulate and time can be allocated for the more complex properties.  In addition in a triennial cycle more time can be scheduled for taxpayer reviews.

 

"The decision then comes down to either adding staff to maintain the existing annual cycle or absorbing $159,000 in the 2007 levy to move to the triennial program.  My recommendation is to move to a triennial reassessment cycle because I believe it best fits our varied real estate market and our existing staffing levels.

 

I.                 History:

 

"During the 2005 County Legislature elections the annual reassessment cycle was challenged.  Subsequent to the elections I informed the Department of Assessment that there was a possibility that the Legislature would want to move to a triennial cycle.  In a meeting with Tim Joseph and me, the Assessor stated that if the Legislature intended to move to a triennial cycle it should do so for the 2006 roll since she was confident in the equity of the 2005 roll.  The Assessor also asked that a decision be made no later than January 17, 2006.

 

II.               Analysis:

 

a.      State Aid

State Aid in the amount of $159,000 is paid to Tompkins County each year to offset the additional costs of maintaining the annual reassessment cycle.  If Tompkins County decides to move to a triennial reassessment cycle the County will be eligible for this amount only in the third year of the cycle.  It is unknown if State Aid policies will change in the future.

 

b.     Exemptions

Initially there was a concern regarding the potential impact on exemptions if the triennial cycle was adopted; of most concern was the STAR exemption.  After examination it was determined that the current laws provide the necessary adjustments.  Although rapidly moving real estate markets will force temporary inter-class shifts, the overall potential shift in the current market is minimal.

c.      Court Ordered Assessments

Court ordered assessments, often referred to as Certiorari actions, are the result of settlements regarding commercial properties. These cases often cover several years and may include provisions for reducing the court ordered assessments if the municipality assesses at less than 100%. Tompkins County has several of these, primarily in the City of Ithaca and the Town of Lansing. Moving to a triennial assessment cycle may cause an inter-class shift for these taxing jurisdictions, but that shift should be minimal.

 

d.     Staffing

In this rapidly moving real estate market the annual assessment cycle is stressing the current staffing to its limit.  This level of work may be maintained in the short run, but additional resources will need to be committed if the annual reassessment cycle is to be continued.  The current staffing level will provide adequate support for the triennial cycle although some thought must be given to the needs required in the third year of the cycle.

 

e.      Taxpayers

One of the driving forces behind the movement to change from an annual reassessment cycle to a triennial cycle is the concern of the taxpayers regarding the effort they must make to ensure that they are equitably assessed.  Even though the Department of Assessment has developed extremely efficient systems to answer taxpayer concerns the current annual reassessment process does require time and diligence by the taxpayer.  This burden on the taxpayer should not be overlooked or underestimated.  That said, if the Legislature elects to maintain the current annual cycle, it might be possible to introduce some additional tools to make the process more acceptable to the taxpayers.

 

f.       Equity

The Assessor is required by law to maintain an equitable assessment roll no matter which reassessment cycle is chosen by the Legislature.  Annual reassessments maintain the roll at 100% of market value.  This level of valuation is the most transparent valuation method and is easily understood by the taxpayer.  This is the strongest argument for the annual reassessment cycle.  The drawback is that not all segments of the market can be easily valued on an annual basis.  Lakefront and commercial properties are particularly difficult.

 

g.      Equalization rates

Moving to a triennial reassessment cycle will reintroduce the use of Equalization rates that may produce unexpected shifts when school districts cross the county line.  The impact of these potential shifts is unknown at this time.

 

III.             Recommendation:

 

After reviewing the above I believe that a strong case can be made for either revaluation cycle.  It is very difficult for staff to provide the Legislature with a recommendation since the decision is essentially political.  It is particularly difficult for me since I was involved in developing the existing program.

 

The argument that sways my opinion regards the ability of the current valuation systems to produce an equitable roll in our varied real estate market.  I believe that the triennial cycle best matches our market challenges.  This is particularly true in the Lakefront market since there are seldom-sufficient sales in a single year to provide adequate market information.  The result is that Lakefront properties are held down in value until sufficient sales occur and then they suddenly jump to the then current market level.  This jump tends to cause great taxpayer concern and increases the burden on the Department.  The commercial properties are another concern in general since they are primarily valued using an income approach and it is difficult to measure the market changes in a single year.  Additionally the large quantities of apartment properties in the county are particularly important because it takes more than one year of data to determine and analyze the changes in this segment of the market.

 

Despite the increased costs, my recommendation is for the Legislature to move from the annual reassessment cycle to the triennial cycle beginning with the 2006 roll."

_____________

 

            Mr. Whicher reviewed the history of the assessment process in Tompkins County, explaining how we got to this point. He said the Real Property Tax Law directs the Legislature to set the figure and it is the assessor's responsibility to determine the level of assessment; therefore, he feels it is important that he step in and make a recommendation. He said the Department couldn't advocate for annual or triennial assessment, just as the Legislature cannot tell the Assessment Department how to determine the level of assessment. Mr. Whicher said the Tompkins County Assessment Department has been a leader in the State as it has many of the modern assessment tools and state of the art systems in place. Tompkins County is one of only two assessing units that assesses 100 percent of the property on an annual basis.

 

            Ms. Herrera noted that July 1 is the cutoff date for data used and asked if the tax notices for next year have already been figured out. Mr. Whicher said Jay Franklin runs the model in January, and that is done.  He spoke of the workload going forward and stated if the annual assessment program is maintained the Department will be sending out 26,000 notices to taxpayers. Maintaining the existing level will require 8,000 notices to go out. He said a portion of the 8,000 are changes in property and intraclass shifts. Mr. Sigler referred to commercial and lakefront properties and asked if the market were to slow down would the triennial approach serve that type of market better. Mr. Whicher said even in a fast-moving market it is very difficult to get enough sales to draw a conclusion and gave lakefront properties as an example. He said under triennial assessment  year property owners, although they would receive a break for a couple of years, would get hit hard in the third year.

 

            Ms. Kiefer said she recalled there was a lot of enthusiasm when the County went to countywide annual assessment. She said she was under the impression that the ORPS (Office of Real Property Services) thinks annual assessment is best for all residents and to the extent that Tompkins County is viewed as a leader, wondered what impact there would be if the County stepped back from that. She said one other important factor is the Director’s and County Administrator’s opinion that annual assessment is viewed as the most transparent and equitable.

 

            Ms. Kiefer said her constituents miss getting assistance on comparables in their notice and said whatever the cycle is she would like that to happen. Mr. Whicher said there are cosmetic comparables and actual comparables, and preparing comparable information takes a significant amount of staff time.

 

            Mr. Koplinka-Loehr asked if the need for more staffing is predicated on the market continuing to move the way it has. Mr. Whicher said it is; however, the Department has been taking on the burden of being understaffed for several years. He also said the Ithaca market continues to be very strong.

 

            Mr. Franklin said the STAR exemption process is very difficult. He prepared an analysis on the impact on the exemption and after reviewing that and talking with the ORPS they found out it can only drop by five percent due to a mandated restriction on the reduction rather than what it should be, based on the level of assessment. He said since 2001 the residential values have gone up by 41 percent; however, the STAR exemption has only gone up by 9 percent.

 

            Mr. Booth asked, in terms of litigation challenges to assessment, is there any track record that shows one system is better than another. Mr. Wood said years ago when the County had ten-year assessments there were several challenges on the tenth year. When the County went to annual assessment there were a lot of challenges at first. He said if the County moved to triennial assessment he thinks the majority of cases would be in the third year. He said values are going up and cases will relate to the value more than they will the cycle.

 

            Ms. Coggin explained the grievance process and stated procedures begin when someone files a formal application for any reason to have their assessment reviewed and adjusted accordingly by the Assessment Review Board.     She stated that is the only entity that has authority to change an assessment.

 

            Mr. Shinagawa asked a question concerning the equity and the fair distribution of the property tax burden.  He said under a triennial system rural people and people who live in areas that don't have a high market and have lower property values will have to pay more than their fair share for two of the three years.  Under this system a person whose property is rising in value doesn't have to pay for it going up for two years; therefore, the person in the rural area will be paying a higher cost for that period.   Mr. Joseph said it seems to him that the critical issue is not whether values are rising in a neighborhood, but whether it is measurable. 

 

            Mr. Koplinka-Loehr asked if there would be an impact on school districts and properties outside of the County.  Mr. Whicher said it is hard to predict; however, the one thing that can be said is that it is going to introduce a degree of uncertainty that does not currently exist.  He said when the County went to 100 percent market value there was a significant shift from Tompkins County to Cortland County and it opened up the potential that if we were at less than 100 percent that shift would return back to Tompkins County.   He said he is referring to the percentage of the school levy.  

 

            Ms. Coggin explained that there could be a property in Tompkins County assessed at $100,000 and one in Cortland County assessed at $100,000 and they both could be in the same school district, but the counties could have different equalization rates when annual 100 percent market value is not used.

 

            Ms. Coggin said if the Legislature continues with annual assessment because at that point the Legislature would have made a statement that annual assessment is the absolutely correct choice for the property owners, that if the assessment is correct the taxes are not the Assessment Department's responsibility.  She said the rate increase is not the Department's responsibility and that the values are totally independent from the level of tax. 

 

            Ms. Kiefer said she will be adding a substitute resolution to the Legislature agenda.

 

            Ms. Herrera said the Assessment Department was not staffed properly from the beginning.   She said switching back and forth from annual to triennial assessment is not fair to the taxpayer and is irresponsible.  She strongly feels it is difficult to educate people about this but yet believes fairness is the best fallback option and believes annual assessment is the best way.

 

            Mr. Shinagawa said if the Legislature votes to move to triennial assessment the tax levy will have to remain the same because any increase is not just an increase but one that will hurt rural people more.   He said if changed, the three years will fall on the eve of an election which means people are going to get very large increases and that will be a very big problem in the next election. 

 

            Mr. Sigler said he prefers triennial assessment and noted he understands the staffing crisis faced by the Assessment Department.  He feels that the estimates provided related to adding staff were low.  He also said some people have argued that the three years is a ploy so that high values can be locked in now and noted there is an opportunity to appeal each year.  He said he has heard from many of his constituents that they are unhappy receiving a notice every year showing their taxes are increasing.  He said people have said they cannot plan their budget because notices are received every year. 

 

            Mr. Squires noted that if there is a change to three years, the budget will need to be amended.

 

            Mr. Booth hopes that the Committee recognizes that this is a complicated issue for which there are arguments and rationale on both sides.  Staff has compiled information and made a recommendation and he does not feel anything that is stated by the Committee should discourage staff from preparing this kind of analysis and presenting it to the Legislature.

 

            Ms. Coggin said the Governor is putting property tax on the front burner, and lots of concepts are being discussed such as a cap on assessment changes, or tying it to the CPI.  Mr. Franklin said if you go to the ORPS web site you can see how many jurisdictions are considering change.

 

            Mr. Sigler commented that the Department of Assessment must get many angry people and asked about security.  Mr. Whicher said with that in mind the layout and colors were chosen carefully.

 

            No action was taken by the Committee.  This item will be discussed by the Full Legislature at the January 17, 2006 meeting.

Adjournment

The meeting adjourned at 5:10 p.m.

 

 

 

 

 

 

 

 

 

 

 

Respectfully submitted by Michelle Pottorff, TC Legislature Office

 

 

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