Budget and Capital Committee

November 13, 2006

3 p.m.

Scott Heyman Conference Room


Present:   M. Koplinka-Loehr, R. Booth, P. Mackesey, M.Sigler, N. Shinagawa (arrived at 3:10 p.m.)

Staff:    B. Grinnell-Crosby, Health Department; D. Squires, Finance; M. Lynch, P. Younger, County Administration; M. Pottorff, Legislature Office

 

Called to Order

 

            Mr. Koplinka-Loehr called the meeting to order at 3:02 p.m.

 

Approval of Minutes of October 10, 12, and 16, 2006

 

            It was MOVED by Mr. Booth, seconded by Ms. Mackesey, and unanimously adopted by voice vote by members present, to approve the minutes of the meetings of October 10, 12, and 16, 2006 as submitted.  MINUTES APPROVED.

 

Chair’s Report

 

Mr. Koplinka-Loehr thanked the Committee for its good work in leading the budget process as a team. 

 

Finance Director’s Report

 

Mr. Squires reported that as of today the Finance Department has upgraded its financial software to the next version of the program that was already in use.  The new software operates in a windows-based environment and provides much more functionality.  He said previously it was very cumbersome to retrieve information from the system. 

 

Mr. Shinagawa arrived at 3:10 p.m.

 

Mr. Squires reported on a TCAT financing situation.  He stated TCAT took delivery of four busses in August totaling $1.2 million through a grant program which requires payment to be made prior to reimbursement.   TCAT liquidity has always been marginal in the sense of having enough liquidity to come up with the money to pay for capital items of any magnitude.  They have been attempting to get bank financing for these buses but have not been successful; the banks have been reluctant because they want TCAT’s backers to guarantee the loan and the County can’t do that.  He said the County is not permitted to provide credit to a private entity.  Mr. Booth said this is another reason why TCAT should not be a private entity.    Mr. Squires said Cornell is considering advancing some of their income to TCAT for the purchase of one bus, Chemung Canal has said it could possibly finance one of the busses, and suggested the County provide funding for two.   He said the downside of the County providing this funding is that it may impair the County’s financial liquidity at the most volatile time of the year.   He said the money coming from NYS Budget compromises the County’s cash flow position.

 

It was MOVED by Mr. Booth, seconded by Mr. Sigler, to direct Mr. Squires to bring a resolution if necessary, to the Legislature that will permit an extension of financing authorization to TCAT that will allow financing of the second bus, pending reimbursement from the State.   A voice vote resulted as follows:  Ayes – 4, Noes – 1 (Koplinka-Loehr).  MOTION CARRIED. 

            Mr. Squires updated the Committee on the Contingent Fund balance and stated he anticipates the Fund will be depleted at the end of the year.   Although the balance is currently $245,000, he expects this to be used to cover Jail Boardout costs.  Another major item that hasn’t been formally addressed in the 2006 budget, is the retroactive salary adjustments for the Sheriff’s Department.  He reminded Legislators that while the budget is one calendar year, many transactions that happen at the end of the year and the budget for the subsequent year will have dramatic impacts.   He said the County has ended many years with a stable fund balance; however, he predicts that pattern will end in 2006 because he doesn’t see revenues coming in to offset transactions. 

           

Mr. Booth asked what areas of the budget Mr. Squires feels is alarming.  He mentioned the following:

 

Outside community colleges;

Education of Preschool Handicapped Children;

DSS Juvenile delinquency care billings;

Assigned Counsel; and

Children with Special Needs

 

County Administration Report

 

Ms. Younger, Deputy County Administrator, had no report.

 

2                           Public Information Report

 

Ms. Lynch reported the public hearing on the 2007 Tompkins County Budget will take place tomorrow evening.  The Committee felt that a summary document would be useful at the public hearing; Mr. Koplinka-Loehr will talk about this with Ms. Lynch following the meeting.

 

RESOLUTION NO.      - APPROPRIATION FROM CONTINGENT FUND – OCCUPATIONAL HEALTH AND SAFETY PROGRAM – HEALTH DEPARTMENT

 

            It was MOVED by Mr. Sigler, seconded by Ms. Mackesey, and unanimously adopted by voice vote, to approve the following resolution and submit to the Legislature.  Ms. Grinnell-Crosby said there are no funds within the Department’s budget that could be transferred to cover this expense.

 

           WHEREAS, the Health Department will not receive Article 6 Public Health State Aid for the Occupational Health and Safety Program beginning in 2006, and

           WHEREAS, the Department requests a Contingent Fund appropriation to cover the loss of State Aid not to exceed $16,158, now therefore be it

           RESOLVED, on recommendation of the Health and Human Services and Budget and Capital Committees, That the Director of Finance is hereby authorized and directed to make the following budget appropriation:

           FROM:           A1990.54440   Contingent Fund         $16,158

           TO:                 A4013.43401  State Aid                     ($16,158)

SEQR ACTION:  TYPE II-20

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EXPLANATION:

Note:    The following activities are duties of the Health and Safety Coordinator:

1       Fit testing for applicable employees to wear appropriate respirators

2       Hearing testing for County employees and certain municipalities

3       Hearing Test Training

4       Bloodborne Pathogen Training (Facilities/Highway)

5       First Aid/CPR Training Coordination (Highway)

6       Right to Know training for all County employees

7       New Employee safety training

8       Ergonomic assessments

9       Indoor air quality assessments

10    Obtaining and maintaining MSDS (Annual Inventories)

11    Departmental safety inspections

12    RTK Annual Exposure records (Major Task)

13    DOSH Injury and Illness Log and Summary

14    Annual Workplace Violence Training (Effective 2007)

15    Confined Space Entry Training (Public Works)

16    Supervise Confined Space Reclassifications (Public Works)

17    Asbestos Awareness Training (Facilities)

18    Annual Respirator Training

19    Exposure Records such as IAQ Assessments

20    Review and update all safety policies

21    Defensive Driving

22    Annual medical records and exposure records information

 

This position saves the County money by monitoring and reducing OSHA recordable injuries and illnesses.  A back injury costs approximately $40,000 in lost work time and medical treatment.  A carpal tunnel injury costs approximately $30,000.  Prior to 1993 the County was fined for safety issues.  The County has not been fined since this position was created in July 1993.

______________________

 

RESOLUTION NO.    – APPROPRIATION FROM CONTINGENT FUND – TERMINAL PAY – DEPARTMENT OF PROBATION AND COMMUNITY JUSTICE

 

            It was MOVED by Mr. Shinagawa, seconded by Ms. Mackesey, and unanimously adopted by voice vote, to approve the following resolution and submit to the Legislature.

 

            WHEREAS, the Department of Probation and Community Justice had a Work Project Supervisor (Les Goehner) and a Senior Probation Officer (Susan Jones) retire effective February 1, 2006, and August 31, 2006, respectively, and

            WHEREAS, the Fiscal Policy of Tompkins County allows for terminal pay from the Contingent Fund, now therefore be it

            RESOLVED, on recommendation of the Public Safety and Budget and Capital Committees, That the Director of Finance is hereby authorized and directed to make the following budget appropriation:

            FROM:              A1990.54440              Contingent Fund                        $6,758

            TO:                  A3141.51000632           Work Project Supervisor            $1,850

                                    A3141.51000597           Sr. Probation Officer                  $   156

                                      A3160.51000597         Sr. Probation Officer                  $   468

                                    A3141.58800                Fringes                                      $1,612

                                    A3160.58800               Fringes                                      $2,672

 

SEQR ACTION: TYPE II-20

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RESOLUTION NO.       - APPROVING COMPLETED TAX ROLLS AND DIRECTING THE              

     EXECUTING AND DELIVERY OF WARRANTS

 

            It was MOVED by Mr. Booth, seconded by Ms. Mackesey, and unanimously adopted by voice vote, to approve the following resolution and submit to the Legislature.

 

            WHEREAS, it is necessary annually to provide for property tax collection in Tompkins County to meet expenses and the cost of county governments in Tompkins County, and to direct that upon the tax rolls of the several towns and City, the several taxes will be extended, now therefore be it

            RESOLVED, on recommendation of the Budget and Capital Committee, That the tax rolls be approved as completed and that there shall be extended and carried out upon the roll the amount to be levied against each parcel of real property shown thereon,

            RESOLVED, further, That there be annexed to each of said rolls a tax warrant prepared by the Director of Assessment as provided for in Section 4.00(b) of the Tompkins County Charter, that such warrants shall be the respective amounts theretofore authorized to be levied upon each of said rolls, that the several warrants be signed by the Chair and the Clerk of the Legislature under seal of the Legislature and by the Director of Assessment, and that said rolls with said warrants annexed are to be forthwith delivered to the respective collectors of the several districts of the County.

SEQR ACTION:  TYPE II-20

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RESOLUTION NO.        - REQUEST FOR AUTHORIZATION TO EXTEND THE

                  ADDITIONAL ONE PERCENT LOCAL SALES TAX RATE IN

                   TOMPKINS COUNTY

 

            It was MOVED by Mr. Booth, seconded by Ms. Mackesey, and unanimously adopted by voice vote, to approve the following resolution and submit to the Legislature.

 

            WHEREAS, this Legislature in 1991, 1992, 1994, 1996, 1998, 2001, 2003, and 2005 requested and received authorization from the State of New York to enact an additional one percent local sales tax in Tompkins County in addition to the three percent authorization that all New York State counties possess by law, and

            WHEREAS, the current authorization received in 2005 expires November 30, 2007, and

            WHEREAS, this Legislature has been requested by the offices of Assemblyperson Lifton and Senator Seward to forward any request for an extension of this authority when legislation can be timely prepared and submitted at the beginning of a session of the legislature, and

            WHEREAS, the expiration of the additional one percent local sales tax would necessitate, 1) $9,200,000 in reductions in County expenditures, creating a major impact on the availability of services, or a 27 percent increase in County property tax rates, or some combination thereof, as well as 2) substantial spending reductions or tax increases for the City, towns, and villages of Tompkins County, now therefore be it

            RESOLVED, on recommendation of the Budget and Capital Committee, That this Legislature requests that Assemblyperson Lifton, Senator Seward, Senator Nozzolio, and Senator Winner sponsor and support legislation extending the authority of the Tompkins County Legislature to extend the additional one percent local sales tax in Tompkins County beyond November 30, 2007, based on the same terms and conditions included in previous legislation, to provide local property tax relief.

SEQR ACTION:  TYPE II-20

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RESOLUTION NO.        – AUTHORIZATION TO PAY INTEREST ARBITRATION COSTS        FROM THE CONTINGENT FUND

 

It was MOVED by Ms. Mackesey, seconded by Mr. Booth, and unanimously adopted by voice vote, to approve the following resolution and submit to the Legislature.  Mr. Booth said he is not in favor of public employees having mandatory interest arbitration.

 

            WHEREAS, the Employees Union of the Tompkins County Sheriff’s Department has been working without a contract since March 1, 2004, and

WHEREAS, the Employees Union of the Tompkins County Sheriff’s Department has, by Section 209.4 of the Civil Service Law, been given the right to Compulsory Interest Arbitration, and

WHEREAS, Compulsory Interest Arbitration has never before been exercised in Tompkins County and the amount of these interest arbitration expenses could not have been anticipated or budgeted in advance, and

WHEREAS, no funds have been budgeted or allocated for these or future interest arbitration costs, and

WHEREAS, the Personnel Department has paid previous negotiation and interest arbitration costs from its own rollover funds and these funds are now depleted, and

WHEREAS, additional funds are necessary to pay these expenses, now therefore be it

RESOLVED, on recommendation of the Personnel and the Budget and Capital Committees, That consultant fees in the final amount of $1,228.25 associated with Compulsory Interest Arbitration be paid from the Contingent Fund,

RESOLVED, further, That the Director of Finance is hereby authorized and directed to make the payments from the contingent fund:

              FROM:  A1990.54440              Contingent Fund            $1,228.25

              TO:        A1430.54400             Program Expense           $1,228.25

SEQR ACTION: TYPE II-20

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Discussion – Budget Strategies

 

            At this time the Committee discussed the responses received to date to Mr. Koplinka-Loehr’s November 6 memorandum to Legislators regarding potential budget strategies.    (The comments in parenthesis were made during the meeting and were not contained in the official memo)

 

Reorganization/Contract Out:

1.      Consolidate Administration and Office of the Legislature (may require Charter change)

2.      Contract out some Personnel Functions – non Civil Service responsibilities (e.g. payroll, benefits)

3.      Return Assessment to Municipalities (many felt this is a bad idea)

4.      Use Assigned Counsel only for Felonies and Conflict Cases (more information needed)

Misdemeanor and Family Court cases handled by one or more 501c3’s, or Public Defender Office Note: Steve has asked Shawn Martél-Moore to begin a review of this proposal

5.      Eliminate Road Patrol – negotiate takeover by State Police

6.      Consolidate all Law Enforcement Offices and Departments in the county into a single entity (e.g. combining City/County/Cayuga Heights or any municipality having police force)

7.      Reduce Jail Staffing to level prior to Commission Staffing Review (State Law needs to be explored)

8.      Decentralize Planning

 

Technology:

9.      Follow Cooperative Extension’s model for Personal Computer acquisition (refurbished vs. new)

10.                Convert existing manual payroll system to an electronic system  Note: ITS has initiated a BPS  on this proposal (already in process)

 

Administrative:

11.   Review Mandates – what services at what level – benchmark with other counties

12.   4 day work-week (utility savings)

13.   Review Rollover Policy – exclude salary lines

a.   Hold benefits payment in the Comptroller/Administration/General Fund budget rather than distributing to departments (except departments who reimbursement form NYS depends on benefits money being in their budgets)

14.   Review Reclass Policy (decisions are presently made by Personnel Commissioner)

15.   Develop a Fleet Management Plan (how many vehicles are in the County’s fleet?)

16.   Develop an Equipment Management Plan (NACO) (a process was attempted seven years ago).

17.   Local Early Retirement Incentive (depends on the cost and how much the County will save)

18.   Incentive Funds for Transitional Planning – cost savers, fiscal levers, or best practices

19.   Continue Revision of Health Insurance Plans

 

Other:

20.  Energy Efficiency (Vehicles, Buildings – Temperature Settings etc)

 

The Committee identified the following as areas where there was interest expressed by Legislators in pursuing: 

 

1       Convert existing manual payroll system to an electronic system  Note: ITS has initiated a BPS  on this proposal

2       Review Rollover Policy – exclude salary lines

3       Local Early Retirement Incentive

4       Continue Revision of Health Insurance Plans

5       Energy Efficiency (Vehicles, Buildings – Temperature Settings etc)

 

It was noted that responses have been received from only half of the Legislature; others will be encouraged to submit their responses and discussion will continue at the next meeting.  There was a brief discussion with regard to involving department heads in the process and the best manner by which to do that.  Mr. Koplinka-Loehr and Ms. Younger will meet to discuss an approach to that.  Mr. Booth suggested the Legislature hold a retreat to discuss these items in detail 

 

Adjournment

 

The meeting adjourned at 4:40 p.m.

 

 

 

Respectfully submitted by Michelle Pottorff, TC Legislature Office

 

 
 

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